Metro Bank plc (MTRO)
Holding(s) in Company
31-March-2023 / 15:05 GMT/BST
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BZ6STL67
Issuer Name
METRO BANK PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
Caius Capital LLP
City of registered office (if applicable)
Country of registered office (if applicable)
GB
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
29-Mar-2023
6. Date on which Issuer notified
31-Mar-2023
7. Total positions of person(s) subject to the notification obligation
.
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
0.000000
5.290000
5.290000
9134389
Position of previous notification (if applicable)
0.000000
6.050000
6.050000
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
Sub Total 8.A
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Contract for Difference
28/12/2023
Cash
9134389
5.290000
Sub Total 8.B2
9134389
5.290000%
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Antonio Batista
Caius Capital LLP
0.000000
5.050000
5.050000%
Antonio Batista
Caius Capital LLP
0.000000
6.050000
6.050000%
Antonio Batista
Caius Capital LLP
0.000000
5.290000
5.290000%
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
31-Mar-2023
13. Place Of Completion
London, United Kingdom
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
ISIN: GB00BZ6STL67 Category Code: HOL TIDM: MTRO LEI Code: 213800X5WU57YL9GPK89 OAM Categories: 2.3. Major shareholding notifications Sequence No.: 234260 EQS News ID: 1598743
End of Announcement EQS News Service