Rights and Issues Investment Trust PLC: Holding(s) in Company*
Rights and Issues Investment Trust PLC (RIII)
Rights and Issues Investment Trust PLC: Holding(s) in Company*
11-Oct-2022 / 17:11 GMT/BST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007392078
Issuer Name
RIGHTS AND ISSUES INVESTMENT TRUST PUBLIC LIMITED COMPANY
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An event changing the breakdown of voting rights
3. Details of person subject to the notification obligation
Name
Dartmoor Investment Trust Limited
City of registered office (if applicable)
Exeter
Country of registered office (if applicable)
UK
4. Details of the shareholder
Name
City of registered office
Country of registered office
JIM Nominees Limited
5. Date on which the threshold was crossed or reached
10-Oct-2022
6. Date on which Issuer notified
11-Oct-2022
7. Total positions of person(s) subject to the notification obligation
.
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
9.670478
0.000000
9.670478
609258
Position of previous notification (if applicable)
10.005480
0.000000
10.005480
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB0007392078 Income Shares
609258
9.670478
Sub
Total 8.A
609258
9.670478%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Sub
Total 8.B1
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Sub
Total 8.B2
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Nicholas Howard Lewis
Dartmoor Investment Trust Limited
9.670478
9.670478%
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
As well as being the ultimate controlling person under section 9 above, Nicholas Howard Lewis is an indirect holder of 151,978 ordinary shares in the issuer (2.4123%), the voting rights of which are held by Platform Securities LLP on his behalf, and hence he controls the voting rights over 761,236 such shares (12.0828%) in total.
12. Date of Completion
11-Oct-2022
13. Place Of Completion
Exeter, England
ISIN: GB0007392078 Category Code: HOL TIDM: RIII LEI Code: 2138002AWAM93Z6BP574 OAM Categories: 2.3. Major shareholding notifications Sequence No.: 193709 EQS News ID: 1461131
End of Announcement EQS News Service