SThree: HOL-Holding(s) in Company*
SThree (STEM)
SThree: HOL-Holding(s) in Company*
17-Apr-2023 / 16:33 GMT/BST
The following TR1 forms were submitted on the dates shown in section 6 of each TR1 to an unmonitored email address and are therefore being published pursuant to our obligations under the Disclosure and Transparency Rules.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
STHREE PLC-WI
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
GLG Partners LP
City and country of registered office (if applicable)
London, United Kingdom
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
15/02/2023
6. Date on which issuer notified (DD/MM/YYYY):
16/02/2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuervii
Resulting situation on the date on which threshold was crossed or reached
Less than 5%
Less than 5%
Less than 5%
Position of previous notification (if
applicable)
Less than 5%
Less than 5%
5.008962%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
GB00B0KM9T71
SUBTOTAL 8. A
Less than 5%
Less than 5%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)(Note that holdings held via indices, baskets and ETFs would be displayed here as asset class Equity or PreferredEquity so please update this to the correct name accordingly - and then PLEASE DELETE this comment once resolved)
Type of financial instrument
Expiration
datex
Exercise/
Conversion Period xi
Physical or cash
settlementxii
Number of voting rights
% of voting rights
Equity Swap
Cash Settlement
Less than 5%
Less than 5%
SUBTOTAL 8.B.2
Less than 5%
Less than 5%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
X
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion
London
Date of completion
16/02/2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B0KM9T71
Issuer Name
STHREE PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Asset Management Holdings Inc.
City of registered office (if applicable)
Wilmington
Country of registered office (if applicable)
United States of America
4. Details of the shareholder
Name
City of registered office
Country of registered office
JPMorgan Asset Management (UK) Limited
London, United Kingdom
5. Date on which the threshold was crossed or reached
08-Dec-2022
6. Date on which Issuer notified
11-Dec-2022
7. Total positions of person(s) subject to the notification obligation
.
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
5.917437%
1.315598%
7.233035%
9,725,746
Position of previous notification (if applicable)
4.821953%
0.939267%
5.761220%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00B0KM9T71
7,956,754
5.917437%
Sub Total 8.A
7,956,754
5.917437%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Cash settled Equity Swap
N/A
N/A
Cash
1,768,992
1.315598%
Sub Total 8.B2
1,768,992
1.315598%
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
JPMorgan Asset Man-agement Holdings Inc
JPMorgan Asset Management (UK) Limited
5.874202%
7.189800%
JPMorgan Asset Management Holdings Inc
China International Fund Management Co.,Ltd.
JPMorgan Asset Management Holdings Inc
JPMorgan Asset Management (Taiwan) Limited
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Asset Management Holdings Inc
JPMorgan Asset Management International Limited (100%)
JPMorgan Asset Management (UK) Limited (100%)
JPMorgan Asset Management Holdings Inc. (100%)
JPMorgan Asset Management International Limited (100%)
JPMorgan Asset Management (UK) Limited (100%)
China International Fund Management Co., Ltd. (100%)
JPMorgan Asset Management Holdings Inc. (100%)
JPMorgan Asset Management (Asia) Inc. (100%)
JPMorgan Asset Management (Taiwan) Limited (100%)
12. Date of Completion
11-Dec-2022
13. Place Of Completion
Hyderabad, India
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B0KM9T71
Issuer Name
STHREE PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Allianz Global Investors GmbH
City of registered office (if applicable)
Country of registered office (if applicable)
DE
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
18-Nov-2022
6. Date on which Issuer notified
21-Nov-2022
7. Total positions of person(s) subject to the notification obligation
.
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
4.990600
0.000000
4.990600
6709372
Position of previous notification (if applicable)
5.010000
0.000000
5.010000
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00B0KM9T71
6709372
4.990600
Sub Total 8.A
6709372
4.990600%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Sub Total 8.B2
9. Information in relation to the person subject to the notification obligation
1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
21-Nov-2022
13. Place Of Completion
199 Bishopsgate, London EC2M 3TY
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
STHREE PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
GLG Partners LP
City and country of registered office (if applicable)
London, United Kingdom
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
06/10/2022
6. Date on which issuer notified (DD/MM/YYYY):
07/10/2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuervii
Resulting situation on the date on which threshold was crossed or reached
Less than 5%
Less than 5%
5.008962%
6,733,066.00
Position of previous notification (if
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
GB00B0KM9T71
SUBTOTAL 8. A
Less than 5%
Less than 5%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument
Expiration
datex
Exercise/
Conversion Period xi
Physical or cash
settlementxii
Number of voting rights
% of voting rights
Swap
Please fill in
Please fill in days until exercise/conversion
Cash Settlement
Less than 5%
Less than 5%
SUBTOTAL 8.B.2
Less than 5%
Less than 5%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
X
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion
London
Date of completion
07/10/2022
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
ISIN: GB00B0KM9T71 Category Code: HOL TIDM: STEM LEI Code: 2138003NEBX5VRP3EX50 OAM Categories: 3.1. Additional regulated information required to be disclosed under the laws of a Member State Sequence No.: 237435 EQS News ID: 1609567
End of Announcement EQS News Service